Start a proposal for your client

Create a fee proposal that outlines plan costs for your client and show them how affordable a workplace retirement plan can be.

Enter a few details here and create a PDF of your Simply Retirement by Principal^® 401(k) plan fee proposal.

Simply Retirement by Principal^® was designed to streamline the process of starting a retirement plan with straightforward options and fees. To create a fee proposal, complete the information below and click the button to create a PDF. When you’re ready to complete the plan design, get started here.

401(k) Plan Proposal

Who is the small business owner contact?

Organization name (Required)

How many people, including the owner, are currently employed by the business?

Number of employees (Required)

Financial professional details

Financial professional first name (Required)

Financial professional last name (Required)

Financial professional email (Required)

Financial professional phone number (Required)

Firm Name (Required)

Financial Professional State (Required)

What are your fees? (optional)

Financial professionals can be paid outside the plan. If you choose to receive compensation through the retirement plan, you must choose either basis points or a flat fee.

Flat FeeBasis Points

Are you working with a third party administrator?

Yes

Yes, but I don’t have their info yet

Third party administrator details

Sales contact first name (Required)

Sales contact last name (Required)

Sales contact email (Required)

Sales contact phone number (Required)

What are the TPA fees? (optional)

TPA setup cost (Optional)

TPA annual base cost (Optional)

TPA annual per participant cost (Optional)

Will a TPA fee be paid from plan assets? (optional)

(paid quarterly)

Flat FeeBasis Points

Your client can offer a 401(k) plan to their employees for:

Every month

$0.00($145 + $6 per participant*)Recordkeeping fee

Required fields are marked.

For new business, TPA fees deducted from plan assets will be included in Ubiquity’s fee disclosure. This includes flat fee or basis point TPA compensation taken from plan assets, as well any TPA transaction fees. TPA setup cost, annual base cost, and/or per participant cost will be collected outside of the plan by the TPA and the TPA will be responsible for the collection and disclosure of these fees to the plan sponsor.